Date	Regulatory Authority	Regulatory Filing ID	Region	Registered Entity	NCR ID*	Total Penalty ($)	NERC Violation ID	Reliability Standard	Requirement	Violation Risk Factor
12/22/2010	FERC	NP11-81-000 View NOP View Order	MRO, SPP	Unidentified Registered Entities 2	NCRXXXXX, NCRXXXXX	$50,000	MRO200800050	PRC-005-1	2	High
							MRO200800070	CIP-004-1	3	Lower
							MRO200800071	CIP-004-1	4	Lower
							SPP200800058	CIP-004-1	4	Lower
							SPP200800051	PRC-005-1	2	High
12/22/2010	FERC	NP11-80-000 View NOP View Order	RFC	Morris Cogeneration, LLC	NCR10283	$4,000	RFC200900216	FAC-008-1	1.2.1	Medium
12/22/2010	FERC	NP11-79-000 View NOP View Order	FRCC	Unidentified Registered Entity	NCRXXXXX	$100,000	FRCC200900170	CIP-004-1	4	Lower
							FRCC200800094	CIP-001-1	2	Medium
							FRCC200800096	FAC-008-1	1	Lower
							FRCC200900173	VAR-002-1	3	Medium
							FRCC200900180	FAC-009-1	1	Medium
							FRCC200800224	CIP-001-1	1	Medium
							FRCC200900140	VAR-002-1	3.1	Medium
12/22/2010	FERC	NP11-78-000 View NOP View Order	RFC	The Dayton Power and Light Company	NCR00748	$45,000	RFC200900175	FAC-009-1	1	Medium
							RFC200900174	FAC-008-1	1	Medium
							RFC200900173	PRC-005-1	2	High
							RFC200900172	PRC-005-1	1	High
							RFC200900176	FAC-003-1	1	High
12/22/2010	FERC	NP11-77-000 View NOP View Order	MRO	Great River Energy	NCR00992	$0	MRO201000182	EOP-009-0	1	Medium
12/22/2010	FERC	NP11-76-000 View NOP View Order	SERC	Unidentified Registered Entity	NCRXXXXX	$0	SERC200900392	CIP-004-1	4	Lower
12/22/2010	FERC	NP11-75-000 View NOP View Order	MRO	Edison Mission Marketing & Trading, Inc.	NCR10017	$2,500	MRO200900137	PRC-005-1	2	High
12/22/2010	FERC	NP11-74-000 View NOP View Order	RFC	PPL - Lower Mount Bethel Energy, LLC/PPL Brunner Island, L.L.C./PPL	NCR00882, NCR00883, NCR00886, NCR00887, NCR00888	$25,000	RFC200900161	PRC-005-1	2.1	High
							RFC200900160	PRC-005-1	2.1	High
							RFC200900162	PRC-005-1	2.1	High
							RFC200900158	PRC-005-1	2.1	High
							RFC200900159	PRC-005-1	2.1	High
12/22/2010	FERC	NP11-73-000 View NOP View Order	MRO	Montana-Dakota Utilities Company	NCR01015	$2,500	MRO200900138	PRC-005-1	1	High
12/22/2010	FERC	NP11-72-000 View NOP View Order	SERC	Unidentified Registered Entity	NCRXXXXX	$2,000	SERC201000493	CIP-007-1	3.1	Lower
12/22/2010	FERC	NP11-71-000 View NOP View Order	SPP	City Of Minden	NCR06034	$3,000	SPP201000282	CIP-001-1	4	Medium
							SPP201000279	CIP-001-1	1	Medium
							SPP201000281	CIP-001-1	3	Medium
							SPP201000280	CIP-001-1	2	Medium
12/22/2010	FERC	NP11-70-000 View NOP View Order	WECC	Unidentified Registered Entity	NCRXXXXX	$55,000	WECC200801404	PRC-005-1	2.1	High
							WECC200801403	PRC-005-1	2.1	High
							WECC200801147	CIP-004-1	4	Medium
							WECC200801146	CIP-004-1	3	Medium
							WECC200800664	BAL-005-0	17	Medium
12/22/2010	FERC	NP11-69-000 View NOP View Order	WECC	Consumer's Power, Inc.	NCR05114	$1,000	WECC200801207	FAC-009-1	1	Medium
12/22/2010	FERC	NP11-68-000 View NOP View Order	WECC	Lane Electric Cooperative, Inc./PNGC	NCR05212	$10,000	WECC200901504	PRC-005-1	2.1	High
12/22/2010	FERC	NP11-68-000 View NOP View Order	WECC	Lane Electric Cooperative, Inc./PNGC	NCR05212	$10,000	WECC200901502	PRC-005-1	1	High
12/22/2010	FERC	NP11-67-000 View NOP View Order	WECC	Umatilla Electric Cooperative Assoc.	NCR05436	$10,000	WECC200801019	PRC-005-1	1	High
12/22/2010	FERC	NP11-67-000 View NOP View Order	WECC	Umatilla Electric Cooperative Assoc.	NCR05436	$10,000	WECC200801020	PRC-005-1	2	High
12/22/2010	FERC	NP11-66-000 View NOP View Order	WECC	Coos-Curry Electric Cooperative, Inc.	NCR05116	$10,000	WECC200901506	PRC-005-1	2.1	High
12/22/2010	FERC	NP11-66-000 View NOP View Order	WECC	Coos-Curry Electric Cooperative, Inc.	NCR05116	$10,000	WECC200901505	PRC-005-1	1	High
12/22/2010	FERC	NP11-65-000 View NOP View Order	SPP	Mississippi Delta Energy Agency	NCR06050	$9,000	SPP200900129	PRC-005-1	1	High
							SPP200900125	FAC-001-0	3	Medium
							SPP200900128	FAC-008-1	1	Medium
							SPP200900130	FAC-009-1	1	Medium
							SPP200900126	FAC-003-1	1	High
							SPP200900124	FAC-001-0	2	Medium
							SPP201000196	PRC-005-1	2	High
							SPP200900123	FAC-001-0	1	Medium
							SPP200900127	FAC-003-1	2	High
12/22/2010	FERC	NP11-64-000 View NOP View Order	WECC	Unidentified Registered Entity	NCRXXXXX	$38,500	WECC200901699	CIP-004-1	4
							WECC200901776	BAL-004-WECC-01	1	Lower
							WECC200901726	CIP-004-1	3	Medium
							WECC200901650	CIP-004-1	2	Medium
							WECC200901777	BAL-004-WECC-01	2	Lower
12/22/2010	FERC	NP11-63-000 View NOP View Order	WECC	Unidentified Registered Entity	NCRXXXXX	$80,000	WECC200801003	PRC-STD-005-1	WR1	N/A
							WECC200710217	PRC-005-1	2	High
							WECC200800855	PRC-005-1	1	High
							WECC200901652	TOP-STD-007-0	WR1	N/A
							WECC200801145	PRC-017-0	1	High
							WECC200801212	CIP-008-1	1	Lower
12/22/2010	FERC	NP11-62-000 View NOP View Order	SPP	City of Clarksdale, Mississippi	NCR01071	$5,000	SPP201000195	PRC-005-1	2	Lower
							SPP200900121	PRC-005-1	1	High
							SPP200900119	FAC-008-1	1	Medium
							SPP200900118	EOP-004-1	3	Lower
							SPP200900122	PRC-008-0	1	Medium
							SPP200900117	CIP-001-1	4	Medium
							SPP200900116	CIP-001-1	3	Medium
							SPP200900120	FAC-009-1	1	Medium
							SPP200900114	CIP-001-1	1	Medium
							SPP200900115	CIP-001-1	2	Medium
							SPP201000277	VAR-002-1	1	Medium
12/22/2010	FERC	NP11-61-000 View NOP View Order	FRCC	Lee County Resource Recovery Facility	NCR00046	$4,500	FRCC200910004	PRC-005-1	1	High
12/22/2010	FERC	NP11-60-000 View NOP View Order	FRCC	New Hope Power Partnership	NCR00051	$7,500	FRCC200800113	PRC-005-1	1	High
12/22/2010	FERC	NP11-59-000 View NOP View Extension	RFC	Unidentified Registered Entity	NCRXXXXX	$7,000	RFC200900143	CIP-004-1	3	Lower
11/30/2010	FERC	NP11-58-000 View NOP View Order	SERC	Fayetteville Public Works Commission	NCR01240	$0 (Settlement)	SERC201000440	PRC-005-1	1	High
11/30/2010	FERC	NP11-57-000 View NOP View Order	WECC	Naniwa Energy LLC	NCR05258	$27,000 (Settlement)	WECC200901503	PRC-005-1	2.1	High
							WECC200901501	PRC-005-1	1	High
							WECC200901511	PRC-001-1	1	High
							WECC200901654	FAC-008-1	1	Medium
							WECC200801002	PRC-005-1	1	High
11/30/2010	FERC	NP11-56-000 View NOP View Order	SERC	Unidentified Registered Entity	NCRXXXXX	$0 (Settlement)	SERC201000500	CIP-002-1	4	Lower
11/30/2010	FERC	NP11-56-000 View NOP View Order	SERC	Unidentified Registered Entity	NCRXXXXX	$0 (Settlement)	SERC201000499	CIP-002-1	2	High
11/30/2010	FERC	NP11-55-000 View NOP View Order	WECC	TransAlta Centralia Generation, LLC	NCR05533	$3,000	WECC201001822	COM-001-1	2	Medium
11/30/2010	FERC	NP11-54-000 View NOP View Order	SPP	Public Service Commission Of Yazoo City	NCR01139	$2,000 (Settlement)	SPP200900113	PRC-008-0	2	Medium
11/30/2010	FERC	NP11-54-000 View NOP View Order	SPP	Public Service Commission Of Yazoo City	NCR01139	$2,000 (Settlement)	SPP200900112	PRC-008-0	1	Medium
11/30/2010	FERC	NP11-53-000 View NOP View Order	WECC	El Paso Electric Company	NCR05140	$8,000 (Settlement)	WECC200901759	TOP-001-1	4	High
11/30/2010	FERC	NP11-52-000 View NOP View Order	RFC	Jersey Central Power & Light Company / Pennsylvania	NCR00806 / NCR00872	$10,000 (Settlement)	RFC200900141	PRC-005-1	2	High
11/30/2010	FERC	NP11-52-000 View NOP View Order	RFC	Jersey Central Power & Light Company / Pennsylvania	NCR00806 / NCR00872	$10,000 (Settlement)	RFC200900140	PRC-005-1	2	High
11/30/2010	FERC	NP11-51-000 View NOP View Order	SERC	South Carolina Electric & Gas Company	NCR00915	$0 (Settlement)	SERC201000459	BAL-004-0	3	Medium
11/30/2010	FERC	NP11-50-000 View NOP View Order	SERC	Associated Electric Cooperative, Inc.	NCR01177	$0 (Settlement)	SERC201000437	INT-004-2	2.2	Lower
11/30/2010	FERC	NP11-49-000 View NOP View Order	WECC	RRI Energy Etiwanda, Inc.	NCR05352	$1,500 (Settlement)	WECC200901749	VAR-002-1	3	Medium
11/30/2010	FERC	NP11-48-000 View NOP View Order	MRO	Montana-Dakota Utilities Company	NCR01015	$0	MRO201000151	FAC-001-0	2	Medium
11/30/2010	FERC	NP11-47-000 View NOP View Order	SERC	Unidentified Registered Entity	NCRXXXXX	$0 (Settlement)	SERC201000546	CIP-003-1	2/2.1	Lower
11/30/2010	FERC	NP11-46-000 View NOP View Order	SERC	Claiborne Electric Cooperative, Inc.	NCR00499	$5,000 (Settlement)	SERC201000436	CIP-001-1	4	Medium
							SERC201000434	CIP-001-1	2	Medium
							SERC201000435	CIP-001-1	3	Medium
							SERC201000433	CIP-001-1	1	Medium
11/30/2010	FERC	NP11-45-000 View NOP View Order	MRO	Forward Energy, LLC	NCR00334	$0	MRO200900134	TOP-003-0	1	Medium
11/30/2010	FERC	NP11-44-000 View NOP View Order	SERC	Ameren Union Electric	NCR10248	$0 (Settlement)	SERC200900340	VAR-002-1	1	Medium
11/30/2010	FERC	NP11-44-000 View NOP View Order	SERC	Ameren Union Electric	NCR10248	$0 (Settlement)	SERC200900341	VAR-002-1	3.1	Medium
11/30/2010	FERC	NP11-43-000 View NOP View Order	WECC	Eugene Water & Electric Board	NCR05153	$25,000 (Settlement)	WECC200901487	TPL-004-0	1	Medium
							WECC200901478	TPL-001-0	1	High
							WECC200901479	TPL-001-0	2	Medium
							WECC200901481	TPL-002-0	1	High
							WECC200901482	TPL-002-0	2	Medium
							WECC200901485	TPL-003-0	2	Medium
							WECC200901484	TPL-003-0	1	High
11/30/2010	FERC	NP11-42-000 View NOP View Order	SERC	Ameren Energy Resources	NCR10309	$0 (Settlement)	SERC200900293	VAR-002-1	3.1	Medium
11/30/2010	FERC	NP11-42-000 View NOP View Order	SERC	Ameren Energy Resources	NCR10309	$0 (Settlement)	SERC200900292	VAR-002-1	1	Medium
11/30/2010	FERC	NP11-41-000 View NOP View Order	SPP	Sikeston Board Of Municipal Utilities	NCR01142	$1,350 (Settlement)	SPP201000208	FAC-001-0	3	Medium
							SPP201000207	FAC-001-0	2	Medium
							SPP201000206	FAC-001-0	1	Medium
11/30/2010	FERC	NP11-40-000 View NOP View Order	TRE	Barney M Davis Unit 1	NCR04010	$18,000	TRE200900082	PRC-005-1	1	High
11/30/2010	FERC	NP11-39-000 View NOP View Order	RFC	Sunbury Generation LP	NCR06030	$3,000 (Settlement)	RFC200900170	CIP-001-1	4	Medium
11/30/2010	FERC	NP11-38-000 View NOP View Order	RFC	Cuyahoga Falls Electric System	NCR08014	$5,000 (Settlement)	RFC200900169	PRC-005-1	2	High
11/30/2010	FERC	NP11-37-000 View NOP View Order	FRCC	Wheelabrator North Broward (WTI-NB)	NCR10185	$0 (Settlement)	FRCC200900177	PRC-005-1	2	High
11/30/2010	FERC	NP11-36-000 View NOP View Order	RFC	Indiana Municipal Power Agency	NCR00796	$22,000 (Settlement)	RFC200900157	VAR-002-1	2	Medium
							RFC201000239	PRC-005-1	1	High
							RFC200900190	PRC-005-1	2.1	High
11/30/2010	FERC	NP11-35-000 View NOP View Order	RFC	PSEG Fossil LLC	NCR00893	$15,000 (Settlement)	RFC200900195	PRC-005-1	2.1	High
11/30/2010	FERC	NP11-34-000 View NOP View Order	WECC	Southern California Edison - Generation - Power Production Business Unit	NCR05397	$28,000	WECC201001877	VAR-002-1	3	Medium
11/30/2010	FERC	NP11-33-000 View NOP View Order	WECC	Puget Sound Energy, Inc.	NCR05344	$0	WECC200800771	PRC-STD-005-1	WR1	N/A
11/30/2010	FERC	NP11-33-000 View NOP View Order	WECC	Puget Sound Energy, Inc.	NCR05344	$0	WECC200700465	BAL-005-0	12	Medium
11/30/2010	FERC	NP11-32-000 View NOP View Order	WECC	Rosebud Operating Services, Inc.	NCR05367	$2,000	WECC201001839	CIP-001-1	2	Medium
11/30/2010	FERC	NP11-31-000 View NOP View Order	WECC	Wellhead Services, Inc	NCR05457	$4,000	WECC200901835	VAR-002-1	1	Medium
11/30/2010	FERC	NP11-30-000 View NOP View Order	WECC	Clallam County PUD No.1	NCR05099	$15,000 (Settlement)	WECC200901295	PRC-005-1	1	High
							WECC200901323	PRC-005-1	2.1	High
							WECC200901335	CIP-001-1	3	Medium
							WECC200901334	CIP-001-1	1	Medium
11/30/2010	FERC	NP11-29-000 View NOP View Order	WECC	Wellhead Power Panoche, LLC	NCR05456	$50,000	WECC201001825	FAC-008-1	1	Medium
							WECC201001814	PRC-005-1	1	High
							WECC201001854	PRC-005-1	2.1	High
11/30/2010	FERC	NP11-28-000 View NOP View Order	FRCC	Solid Waste Authority of Palm Beach County	NCR10025	$4,500 (Settlement)	FRCC200900218	PRC-005-1	1	High
11/30/2010	FERC	NP11-27-000 View NOP View Order	SPP	Tex-La Electric Cooperative of Texas, Inc.	NCR01342	$5,000 (Settlement)	SPP200900070	PRC-005-1	2	High
							SPP200900078	PRC-008-0	1	Medium
							SPP200900069	PRC-005-1	1	High
11/30/2010	FERC	NP11-26-000 View NOP View Order	FRCC	Wheelabrator S. Broward	NCR10184	$0 (Settlement)	FRCC200900184	PRC-005-1	2	High
11/30/2010	FERC	NP11-25-000 View NOP View Order	FRCC	Miami Dade - Resource Recovery	NCR00047	$4,500 (Settlement)	FRCC200910006	PRC-005-1	1	High
11/30/2010	FERC	NP11-24-000 View NOP View Order	FRCC	Florida Municipal Power Agency	NCR00022	$13,600 (Settlement)	FRCC200900149	FAC-009-1	1	Medium
							FRCC200900148	FAC-008-1	1	Medium
							FRCC200800127	FAC-014-1	6.2	Medium
							FRCC200800124	FAC-014-1	5.3	Medium
							FRCC200800122	FAC-014-1	3	Medium
11/30/2010	FERC	NP11-23-000 View NOP View Order	FRCC	Hardee Power Partners Limited	NCR00035	$15,000 (Settlement)	FRCC200800130	PRC-005-1	1	High
11/30/2010	FERC	NP11-23-000 View NOP View Order	FRCC	Hardee Power Partners Limited	NCR00035	$15,000 (Settlement)	FRCC200800131	PRC-005-1	2	High
11/5/2010	FERC	NP11-22-000 View NOP View Order	SERC	Unidentified Registered Entity	NCRXXXXX	$5,000 (Settlement)	SERC200800241	CIP-004-1	4.2	Lower
11/5/2010	FERC	NP11-21-000 View NOP View Order	RFC	Unidentified Registered Entity	NCRXXXXX	$8,000 (Settlement)	RFC200900163	CIP-006-1	3.1	Medium
11/5/2010	FERC	NP11-21-000 View NOP View Order	RFC	Unidentified Registered Entity	NCRXXXXX	$8,000 (Settlement)	RFC200900164	VAR-002-1	1	Medium
11/5/2010	FERC	NP11-20-000 View NOP View Order	SERC	Georgia Power Company	NCR01247	$30,000 (Settlement)	SERC200800240	PRC-005-1	2	High
							SERC200800245	PRC-005-1	2	High
							SERC200900259	PRC-005-1	2	High
11/5/2010	FERC	NP11-19-000 View NOP View Order	SPP	U.S. Army Corps of Engineers - Little Rock District	NCR06037	$0	SPP200700029	PRC-004-1	2	High
							SPP200700035	VAR-002-1	2	Medium
							SPP200700034	VAR-002-1	1	Medium
							SPP200700033	TOP-002-2	18	Medium
							SPP200700031	PRC-005-1	1	High
							SPP200700028	PRC-001-1	3	High
							SPP200700027	PRC-001-1	2	High
							SPP200700026	FAC-009-1	2	Medium
							SPP200700024	FAC-008-1	2	Lower
							SPP200700023	FAC-008-1	1	Medium
							SPP200700022	EOP-004-1	2	Medium
							SPP200700021	CIP-001-1	2	Medium
							SPP200700025	FAC-009-1	1	Medium
							SPP200700032	PRC-005-1	2	High
11/5/2010	FERC	NP11-18-000 View NOP View Order	NPCC	NextEra Energy Resources, LLC	NCR10332	$450,000 (Settlement)	NPCC200800070	PRC-005-1	2	High
							NPCC200800065	PRC-005-1	2	High
							NPCC200800067	PRC-005-1	2	High
							NPCC200800068	PRC-005-1	2	High
							NPCC200800069	PRC-005-1	2	High
							NPCC200800052	PRC-005-1	1	High
							NPCC200800049	PRC-005-1	1	High
							NPCC200800043	PRC-005-1	2	High
							NPCC200800051	PRC-005-1	1	High
							NPCC200900063	VAR-002-1	3	Medium
							NPCC200800064	PRC-005-1	2	High
							NPCC200800053	PRC-005-1	1	High
							NPCC200800050	PRC-005-1	1	High
							NPCC200800054	PRC-005-1	1	High
							NPCC200800048	PRC-005-1	1	High
							NPCC200800055	PRC-005-1	1	High
							NPCC200800066	PRC-005-1	2	High
11/5/2010	FERC	NP11-17-000 View NOP View Order	MRO	Wisconsin Public Service Corporation	NCR00952	$6,000	MRO200900128	PRC-005-1	2	High
11/5/2010	FERC	NP11-17-000 View NOP View Order	MRO	Wisconsin Public Service Corporation	NCR00952	$6,000	MRO200900127	PRC-008-0	2	Medium
11/5/2010	FERC	NP11-16-000 View NOP View Order	TRE	Nextera Energy Resources, LLC	NCR02910	$150,000 (Settlement)	TRE200800065	VAR-002-1	1	Medium
							TRE200800049	PRC-005-1	2	High
							TRE200800066	VAR-002-1	3	Medium
							TRE200900069	FAC-008-1	1	Medium
							TRE200900070	PRC-005-1	1	High
11/5/2010	FERC	NP11-15-000 View NOP View Order	NPCC	PSEG Power Connecticut LLC	NCR07201	$7,500 (Settlement)	NPCC200900082	PRC-005-1	2.1	High
11/5/2010	FERC	NP11-14-000 View NOP View Order	WECC	Black Hills Power, Inc.	NCR05030	$12,000 (Settlement)	WECC200901656	PER-002-0	4	High
11/5/2010	FERC	NP11-14-000 View NOP View Order	WECC	Black Hills Power, Inc.	NCR05030	$12,000 (Settlement)	WECC200901655	CIP-001-1	3	Medium
11/5/2010	FERC	NP11-13-000 View NOP View Order	WECC	Black Hills Power, Inc.	NCR05030	$0	WECC200901789	IRO-STD-006-0	WR1	N/A
11/5/2010	FERC	NP11-12-000 View NOP View Order	WECC	Salem Electric	NCR05370	$10,000 (Settlement)	WECC200801164	PRC-005-1	2	High
11/5/2010	FERC	NP11-12-000 View NOP View Order	WECC	Salem Electric	NCR05370	$10,000 (Settlement)	WECC200801163	PRC-005-1	1	High
11/5/2010	FERC	NP11-11-000 View NOP View Order	WECC	Pend Oreille County Public Utility District No. 1	NCR05315	$26,000 (Settlement)	WECC200901523	PER-002-0	3	High
							WECC200901524	PER-002-0	4	High
							WECC200901522	FAC-001-0	1	Medium
							WECC200901525	PRC-005-1	2.1	High
11/5/2010	FERC	NP11-10-000 View NOP View Order	WECC	Merced Irrigation District	NCR05234	$8,000 (Settlement)	WECC200901277	FAC-001-0	2	Medium
							WECC200901276	FAC-001-0	1	Medium
							WECC200810420	TPL-002-0	1	High
							WECC200810419	TPL-001-0	1	High
							WECC200801166	PRC-005-1	2	High
11/5/2010	FERC	NP11-09-000 View NOP View Order	WECC	Las Vegas Cogeneration LP	NCR05214	$12,000 (Settlement)	WECC200901471	FAC-008-1	1	Medium
							WECC200901396	PRC-005-1	2.1	High
							WECC200901395	PRC-005-1	1	High
11/5/2010	FERC	NP11-08-000 View NOP View Order	MRO	Minnesota Power (Allete, Inc.)	NCR00674	$62,500 (Settlement)	MRO200900092	FAC-003-1	1	High
							MRO200900093	PRC-005-1	1	High
							MRO200900095	PRC-008-0	2	Medium
							MRO200900098	COM-002-2	2	Medium
							MRO200900090	CIP-001-1	1	Medium
11/5/2010	FERC	NP11-07-000 View NOP View Order	FRCC	Lee County Electric Cooperative, Inc.	NCR00045	$30,000 (Settlement)	FRCC200900159	FAC-003-1	1	High
							FRCC200900158	PRC-005-1	2	High
							FRCC200900160	FAC-003-1	2	High
							FRCC200900157	PRC-005-1	1	High
11/5/2010	FERC	NP11-06-000 View NOP View Order	FRCC	Southern Power Company	NCR00071	$15,000 (Settlement)	FRCC200800090	PRC-005-1	2.1	High
11/5/2010	FERC	NP11-06-000 View NOP View Order	FRCC	Southern Power Company	NCR00071	$15,000 (Settlement)	FRCC200800115	PRC-005-1	2.1	High
10/07/2010	FERC	NP11-5-000 View NOP View Data Request View Order	SERC	Unidentified Registered Entity	NCR0XXXXX	$16,000 (Settlement)	SERC200800170	CIP-002-1	1	Medium
							SERC200800171	CIP-002-1	2	High
							SERC200800172	CIP-002-1	3	High
							SERC200800173	CIP-003-1	1	Medium
							SERC200800174	CIP-003-1	2	Medium
							SERC200800175	CIP-003-1	3	Lower
							SERC200800176	CIP-004-1	2	Medium
							SERC200800177	CIP-004-1	3	Medium
							SERC200800178	CIP-004-1	4	Medium
							SERC200800179	CIP-007-1	1	Medium
							SERC200800180	CIP-008-1	1	Lower
							SERC200800181	CIP-009-1	1	Medium
							SERC200800182	CIP-009-1	2	Lower
							SERC200800200	PRC-005-1	1	High
							SERC200900291	CIP-004-1	2.1	Medium
10/07/2010	FERC	NP11-4-000 View NOP View Order	FRCC	Unidentified Registered Entity	NCR0XXXXX	$250,000 (Settlement)	FRCC200800080	FAC-003-1	2	High
							FRCC200800120	FAC-009-1	1	Medium
							FRCC200800128	BAL-003-0	3	Medium
							FRCC200800139	CIP-004-1	4	Lower
10/07/2010	FERC	NP11-3-000 View NOP View Data Request View Order	SERC	Unidentified Registered Entity	NCR0XXXXX	$6,000 (Settlement)	SERC200900287	CIP-002-1	3	High
							SERC200900288	CIP-004-1	2.1	Medium
							SERC200900289	CIP-004-1	3	Medium
10/07/2010	FERC	NP11-2-000 View NOP View Order	WECC	Unidentified Registered Entity	NCR0XXXXX	$9,000 (Settlement)	WECC200700484	COM-001-1	3	Lower
							WECC200700486	MOD-018-0	1	Medium
							WECC200700530	IRO-STD-006-0	WR1	N/A
							WECC200710003	FAC-001-0	2	Medium
							WECC200800920	CIP-009-1	1	Medium
10/07/2010	FERC	NP11-1-000 View NOP View Order	WECC	Unidentified Registered Entity	NCR0XXXXX	$106,000 (Settlement)	WECC200710186	FAC-008-1	1	Lower
							WECC200800610	FAC-009-1	1	Medium
							WECC200801021	COM-001-1	2	Medium
							WECC200801082	TPL-002-0	1	High
							WECC200801083	TPL-002-0	2