Date

Regulatory
Authority

Regulatory
Filing ID

Region

Registered Entity

NCR ID*

Total
Penalty ($)

NERC
Violation ID

Reliability
Standard

Requirement

Violation Risk Factor

12/31/2012​

FERC​

RC13-3-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

12/31/2012​

FERC​

NP13-20-000
View NOP >>
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SERC​

​Duke Energy Carolinas

​NCR01219

​$17,000

SERC2011008229​

PRC-005-1​

​R1

High​

SERC2011008228​

PRC-001-1​

R4​

High​

SERC2011008227​

​PRC-001-1

R1​

​High

12/31/2012​

FERC​

NP13-19-000
View NOP >>
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SERC​

Unidentified Registered Entity​

NCRXXXXX​

$950,000​

SERC201000483​

CIP-005-1​

R4​

Medium​

SERC201000484​

CIP-006-1​

R6​

Medium​

SERC200900316​

CIP-009-1​

R1​

Medium​

SERC201000479​

​CIP-007-1​

R8​

Lower​

SERC201000485​

CIP-007-1​

R7​

Lower​

SERC201000577​

CIP-007-2a​

R6​

Lower​

SERC200900314​

CIP-007-1​

R6​

Lower​

​SERC200900315​

CIP-007-1​

R5​

Lower​

SERC201000688​

CIP-007-1​

R4​

Medium​

​SERC200900313​

CIP-007-1​

R3​

Lower​

SERC200900312​

CIP-007-1​

R2​

Medium​

​SERC200900310​

CIP-007-1​

R1​

Medium​

​SERC200900283​

CIP-004-1​

R4​

Lower​

SERC200900297​

CIP-002-1​

R3​

Lower​

SERC201000486​

CIP-006-1​

R5​

Lower​

​SERC200900320​

CIP-002-1​

R2​

High​

​SERC200900321​

CIP-004-1​

R2​

Medium​

SERC200900290​

CIP-005-1​

R1​

Medium​

SERC201000480​

CIP-005-1​

R2​

Medium​

SERC200900421​

CIP-005-1​

R3​

Medium​

SERC200900393​

CIP-006-1​

R3​

Lower​

SERC200900357​

CIP-006-1​

R1​

Medium​

​SERC201000627​

CIP-006-1​

R4​

Medium​

SERC201000515​

​CIP-003-1

R1.2​

Lower​

12/31/2012​

FERC​

NP13-18-000
View NOP >>
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SPP​

Unidentified Registered Entity​

NCRXXXXX​

$153,000​

SPP201100610​

CIP-005-1​

R2.2; R2.6​

Medium; Lower​

SPP2012009547​

CIP-004-3​

R2.1​

Medium​

SPP2012009760​

CIP-004-3

R4.1; R4.2​

Lower​

SPP201100609​

CIP-007-1​

R5.2; R5.2.3; R5.3.3​

Lower; Medium; Medium​

SPP201100608​

CIP-007-1​

R3.2​

Lower​

SPP201100607​

CIP-006-1​

R1.1; R1.8​

Medium; Lower​

SPP201100605​

CIP-005-1​

R4.2​

Medium​

SPP201100569​

CIP-005-1​

R1​

Medium​

SPP201100568​

CIP-004-3​

R4.1; R4.2​

Lower​

SPP201100528​

CIP-007-1​

R9​

Lower​

SPP201000428​

CIP-007-1​

R4.2​

Lower​

SPP201000426​

CIP-003-1​

R6​

Lower​

SPP201000425​

CIP-003-1​

R5.2​

Lower​

SPP2012009592​

CIP-007-3​

R4.1; R4.2​

Medium​

SPP2012009983​

CIP-004-3​

R3​

Medium​

SPP201100604​

CIP-002-1​

R2​

Lower​

12/31/2012​

FERC​

NP13-17-000
View NOP >>
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RFC​

Unidentified Registered Entities​

NCRXXXXX, NCRXXXXX, NCRXXXXX​

$80,000​

RFC201100795​

CIP-005-3​

R1; R1.5​

Medium​

RFC201100807​

CIP-005-2​

R4; R4.2​

Medium​

RFC201100797​

CIP-005-2​

R4; R4.2​

Medium​

RFC201100787​

CIP-005-2​

R4; R4.2​

Medium​

RFC201100806​

CIP-005-3​

R2​

Medium​

RFC201100796​

CIP-005-3​

R2​

Medium​

RFC201100788​

CIP-006-3​

R2; R2.2​

Medium​

RFC201100805​

CIP-005-3​

R1; R1.5​

Medium​

RFC201100791​

CIP-007-3​

R3​

Lower​

RFC201100785​

CIP-005-3​

R1; R1.5​

Medium​

RFC201100786​

CIP-005-3​

R2​

Medium​

RFC201100798​

CIP-006-3​

R2; R2.2​

Medium​

RFC201100808​

CIP-006-3​

R2; R2.2​

Medium​

RFC201100790​

CIP-007-3​

R2​

Medium​

RFC201100809​

CIP-007-3​

R2​

Medium​

RFC201100801​

CIP-007-3​

R3​

Lower​

RFC201100810​

CIP-007-3​

R3​

Lower​

RFC201100794​

CIP-007-3​

R8​

Lower​

RFC201100804​

CIP-007-3​

R8​

Lower

RFC201100813​

CIP-007-3​

R8​

Lower​

RFC201100800​

CIP-007-3​

R2​

Medium​

12/31/2012​

FERC​

NP13-16-000
View NOP >>
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WECC​

​Unidentified Registered Entity

​NCRXXXXX

​$207,000

WECC201002373​

VAR-002-1.1b​

R3​

Medium​

WECC201002302​

CIP-002-1​

R3​

High​

WECC201002303​

CIP-003-1​

R1;R1.2​

Lower​

WECC201002305​

CIP-004-1​

R2; R2.1; R2.2; R2.3​

Medium​

WECC201002306​

CIP-004-1​

R4​

Medium​

WECC201002307​

CIP-005-1​

R1​

Medium​

WECC201002308​

CIP-006-2​

R1​

​Medium​

WECC201002310​

CIP-007-1​

R1​

Medium​

WECC201002311​

CIP-007-1​

R3​

Lower​

WECC201102537​

PRC-008-0​

R2​

​Medium​

WECC201102539​

PRC-005-1​

R2​

High​

WECC201002301​

CIP-002-1​

R1​

Medium​

12/31/2012​

FERC​

NP13-15-000
View NOP >>
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NERC s CEA (NCEA)​

​Arizona Public Service Company

​NCR05016

​$250,000

NCEA201100119​

COM-002-2​

R2​

Medium​

NCEA​201100120

TOP-STD-007-0​

​WR1

N/A​

12/31/2012​

FERC​

NP13-14-000
View NOP >>
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SERC​

​Southwest Power Pool, Inc. - ICTE

​NCR01323

​$35,000

SERC201000563​

COM-002-2​

R2​

Medium​

SERC201000635​

COM-002-2​

R2​

Medium​

SERC200900256​

COM-002-2​

R2​

Medium​

12/31/2012​

FERC​

NP13-13-000
View NOP >>
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SPP​

Sunflower Electric Power Corporation, Mid-Kansas Electric Company, LC​

NCR01148, NCR06049​

$60,000​

SPP2012009595​

PRC-008-0​

R2​

Medium ​

SPP2012009658​

TOP-002-2a​

R6​

Medium​

SPP2012009897​

TOP-004-2​

R4​

High​

SPP2012010705​

TOP-004-2​

R2​

High​

SPP201000255​

PRC-005-1​

R2​

High​

SPP201000257​

PRC-005-1​

R2​

High​

12/31/2012​

​FERC

NP13-12-000
View Filing >>
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See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

12/31/2012​

FERC​

NP13-11-000
View NOP >>
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SPP​

Unidentified Registered Entity​

NCRXXXXX​

$107,000​

SPP201100601​

CIP-007-1​

R3.2​

Lower​

SPP2012010535​

CIP-007-3​

R5.1.1​

Lower​

SPP2012009984​

CIP-004-3​

R3​

Medium​

SPP2012009762​

CIP-004-3​

R4.1; R4.2​

Lower​

SPP2012009554​

CIP-004-3​

R2.1​

Medium​

SPP201100603​

CIP-007-1​

R6.5​

Lower​

SPP201100602​

CIP-007-1 ​

R5.1.1; R5.2; R5.2.3; R5.3.3​

Lower; Lower; Medium; Medium​

SPP201100600​

CIP-006-1​

R1.1; R1.8​

Medium; Lower​

SPP201100598​

CIP-005-1​

R4.2​

Medium​

SPP201100596​

CIP-002-1​

R2​

Lower​

SPP201100558​

CIP-005-1​

R1​

Medium​

SPP201100557​

CIP-004-3​

R4.2​

Lower​

SPP201100536​

CIP-007-3​

R1.1​

Medium​

SPP201100535​

CIP-003-3​

R6​

Lower​

SPP201000421​

CIP-003-1​

R5.2​

Lower​

SPP201100526​

CIP-007-3​

R9​

Lower​

12/31/2012​

FERC​

NP13-10-000
View NOP >>
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SERC​

Entergy​

NCR01234​

$275,000​

SERC200900298​

PRC-005-1​

R1​

High​

SERC200900275​

PRC-005-1​

R2.1​

High​

SERC201000636​

PRC-005-1​

R1​

High​

SERC201000637​

PRC-005-1​

R2​

High​

12/31/2012​

​FERC

​NP13-9-000
View NOP >>
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​WECC

​Arlington Valley, LLC - AVBA

​NCR03049

​$60,000

WECC200901360​

FAC-001-0​

R2​

Medium​

WECC200901371​

​TOP-002-2

R1​

​Medium​

WECC200901370​

TOP-001-1​

R1​

High​

WECC200800878​

PRC-005-1​

R1​

High​

WECC200901369​

PRC-001-1​

R1​

High​

WECC200901368​

PER-003-0​

R1​

High​

WECC200901366​

PER-002-0​

R3​

High​

WECC200901364​

PER-002-0​

R1​

High​

WECC200901363​

PER-001-0​

R1​

High​

WECC200901373​

TOP-002-2​

R4​

Medium​

WECC200901361​

FAC-003-1​

R1​

High​

WECC200901367​

PER-002-0​

R4​

High​

WECC200901359​

FAC-001-0​

R1​

Medium​

WECC200901358​

EOP-008-1​

R1​

High​

WECC200901379​

EOP-005-1​

R7​

High​

WECC200901357​

EOP-005-1​

R6​

High​

WECC200901356​

EOP-005-1​

R5​

Medium​

WECC200901355​

​EOP-005-1​

R4​

Medium​

WECC200901354​

EOP-005-1​

R3

​​Medium​

WECC200901353​

EOP-005-1​

R2​

Medium​

WECC200901362​

FAC-003-1​

R2​

High

WECC200901347​

EOP-001-0​

R3​

​Medium

WECC200901352​

EOP-005-1​

R1​

Medium​

WECC200901351​

EOP-001-0​

R7​

Medium​

WECC200901350​

EOP-001-0​

R6​

Medium​

WECC200901365​

PER-002-0​

R2​

High​

WECC200901348​

EOP-001-0​

R4​

Medium​

WECC200901374​​​

TOP-002-2​

R5​

Medium​

WECC200901346​

COM-002-2​

R1​

High​

WECC200901345​​​

COM-001-1​

R5​

Lower​

WECC200901344​

COM-001-1​

R3​

Lower​

WECC200901343​

COM-001-1​

R2​

​Medium​

WECC200800874​

COM-001-1​

R1​

High​

WECC200901375​

TOP-002-2​

R6​

Medium​

WECC200901382​

VAR-001-1​

R1​

High​

WECC200901349​

EOP-001-0​

R5​

Medium​

WECC200901381​

TOP-006-1​

R3​

Medium​

WECC200800879​

TOP-005-1​

R1​

Medium​

WECC200901380​

TOP-004-1​

R6​

Medium​

WECC200901378​

TOP-002-2​

R19​

Medium​​

WECC200901377​

TOP-002-2​

R17​

High​

WECC200901376​

TOP-002-2​

R16​

High​

WECC200901383​

​VAR-001-1

​R4

​Medium

11/30/2012

FERC

RC13-2-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

11/30/2012

FERC

NP13-8-000
View NOP >>
View A-1 Spreadsheet >>
View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

11/30/2012

FERC

NP13-7-000
View NOP >>
View Order >>

MRO

Willmar Municipal Utilities

NCR01038

$2,500

MRO201100389

PRC-005-1

R2

High

MRO201100256

PRC-005-1

R1

High

11/30/2012

FERC

NP13-6-000
View NOP >>
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WECC

Unidentified Registered Entity

NCRXXXXX

$62,500

WECC201102890

CIP-007-1

R6

Medium

10/31/2012

FERC

RC13-1-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

10/31/2012

FERC

NP13-5-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

10/31/2012

FERC

NP13-4-000
View NOP >> View Order >>

RFC

Unidentified Registered Entities

NCRXXXXX, NCRXXXXX, NCRXXXXX

$725,000

RFC201100972

CIP-006-1

R1

Medium

RFC2012009914

CIP-007-1

R2

Medium

RFC2011001179

CIP-005-1

R1

Medium

RFC201100968

CIP-005-1

R2

Medium

RFC2011001283

CIP-005-1

R2

Medium

RFC2011001284

CIP-005-1

R2

Medium

RFC201100969

CIP-005-1

R3

Medium

RFC201100970

CIP-005-1

R4

Medium

RFC201100971

CIP-005-1

R5

Lower

RFC201100967

CIP-005-1

R1

Medium

RFC2011001286

CIP-005-1

R5

Lower

RFC2011001282

CIP-004-1

R4

Lower

RFC2011001287

CIP-006-1

R1

Medium

RFC2011001288

CIP-006-1

R1

Medium

RFC201100973

CIP-007-1

R1

Medium

RFC2011001289

CIP-007-1

R1

Medium

RFC2011001290

CIP-007-1

R1

Medium

RFC201000561

CIP-007-1

R2

Medium

RFC201000582

CIP-007-1

R2

Medium

RFC201000540

CIP-007-1

R2

Medium

RFC2011001285

CIP-005-1

R5

Lower

RFC2011001277

CIP-004-1

R1

Lower

RFC201100958

CIP-002-1

R2

High

RFC201100959

CIP-002-1

R3

High

RFC201100960

CIP-002-1

R4

Lower

RFC201100961

CIP-003-1

R1

Medium

RFC201100962

CIP-003-1

R5

Lower

RFC201100963

CIP-003-1

R6

Lower

RFC2011001274

CIP-003-1

R6

Lower

RFC2011001275

CIP-003-1

R6

Lower

RFC2011001178

CIP-005-1

R1

Medium

RFC2011001276

CIP-004-1

R1

Lower

RFC2012009915

CIP-007-1

R2

Medium

RFC201100965

CIP-004-2

R2

Medium

RFC2012010075

CIP-004-2

R2

Medium

RFC2012010076

CIP-004-2

R2

Medium

RFC201100966

CIP-004-1

R3

Lower

RFC2011001278

CIP-004-1

R3

Lower

RFC2011001279

CIP-004-1

R3

Lower

RFC2011001280

CIP-004-1

R4

Lower

RFC2011001281

CIP-004-1

R4

Lower

RFC201100964

CIP-004-1

R1

Lower

RFC201100986

CIP-009-1

R4

Lower

RFC201100982

CIP-008-1

R1

Lower

RFC2011001182

CIP-008-1

R1

Lower

RFC2011001183

CIP-008-1

R1

Lower

RFC201100983

CIP-009-1

R1

Medium

RFC2011001185

CIP-009-1

R1

Medium

RFC201100981

CIP-007-1

R8

Lower

RFC201100985

CIP-009-1

R3

Lower

RFC2011001184

CIP-009-1

R1

Medium

RFC2011001299

CIP-009-1

R4

Lower

RFC2011001300

CIP-009-1

R4

Lower

RFC201100987

CIP-009-1

R5

Lower

RFC2011001186

CIP-009-1

R5

Lower

RFC2011001187

CIP-009-1

R5

Lower

RFC201100957

CIP-002-1

R1

Medium

RFC2012009913

CIP-007-1

R2

Medium

RFC2011001291

CIP-007-1

R3

Lower

RFC201100984

CIP-009-1

R2

Lower

RFC201100974

CIP-007-1

R3

Lower

RFC2011001296

CIP-007-1

R6

Lower

RFC2011001292

CIP-007-1

R3

Lower

RFC201100975

CIP-007-1

R3

Lower

RFC201100976

CIP-007-1

R4

Medium

RFC2011001293

CIP-007-1

R4

Medium

RFC201100977

CIP-007-1

R5

Lower

RFC2011001180

CIP-007-1

R5

Lower

RFC2011001181

CIP-007-1

R5

Lower

RFC201100978

CIP-007-1

R5

Lower

RFC201100979

CIP-007-1

R6

Lower

RFC2011001295

CIP-007-1

R6

Lower

RFC2011001294

CIP-007-1

R4

Medium

10/31/2012

FERC

NP13-3-000
View NOP >> View Order >>

NPCC

Bear Swamp Power Company LLC

NCR07015

$30,000

NPCC2011007837

TOP-003-0

R1/1.1

Medium

10/31/2012

FERC

NP13-2-000
View NOP >> View Order >>

WECC

TransAlta Centralia Generation, LLC

NCR05533

$40,000

WECC2012010423

PRC-005-1

R2

High

10/31/2012

FERC

NP13-1-000
View NOP >> View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$200,000

WECC201102715

CIP-003-1

R6

Lower

WECC201102897

PRC-005-1

R2

High

WECC201002441

CIP-007-1

R8

Medium

WECC201002713

CIP-007-1

R3

Lower

WECC201102823

CIP-007-1

R2

Medium

WECC201102825

CIP-006-1

R1

Medium

WECC201002440

CIP-005-1

R4

Medium

WECC201102830

CIP-005-1

R2

Medium

WECC201002389

CIP-004-1

R1

Lower

WECC201102827

CIP-002-1

R3

High

WECC201102898

PRC-017-0

R2

Lower

WECC201102828

CIP-005-1

R1

Medium

09/28/2012

FERC

RC12-16-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

09/28/2012

FERC

NP12-47-000
View NOP >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

09/28/2012

FERC

NP12-46-000
View NOP >> View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$200,000

WECC201002362

CIP-005-2

R2

Medium

WECC201002338

CIP-003-1

R6

Lower

WECC201002361

CIP-005-2

R1

Medium

WECC201002350

CIP-009-1

R3

Lower

WECC201002363

CIP-005-2

R3

Medium

WECC201002364

CIP-005-2

R4

Medium

WECC201002341

CIP-007-1

R1

Medium

WECC201002342

CIP-007-1

R3

Lower

WECC201002344

CIP-007-1

R5

Medium

WECC201002345

CIP-007-1

R6

Medium

WECC201002346

CIP-007-1

R7

Lower

WECC201002347

CIP-007-1

R8

Medium

WECC201002348

CIP-007-1

R9

Lower

WECC201002365

CIP-008-2

R1

Lower

WECC201002349

CIP-009-1

R1

Medium

WECC201002343

CIP-007-1

R4

Medium

WECC201002339

CIP-004-1

R2

Medium

09/28/2012

FERC

NP12-45-000
View NOP >> View Order >>

FRCC

Unidentified Registered Entity

NCRXXXXX

$150,000

FRCC2011007260

CIP-007-1

R6

Medium

FRCC201000312

CIP-007-1

R1

Medium

FRCC201000377

CIP-006-2

R5

Medium

FRCC201000378

CIP-007-1

R3

Lower

FRCC201100420

CIP-005-1

R2.2

Medium

FRCC201100421

CIP-007-1

R2

Medium

FRCC2011007241

CIP-007-1

R8

Medium

FRCC2011007252

CIP-005-1

R4.5

Medium

FRCC2011007256

CIP-006-1

R6

Medium

FRCC2011007259

CIP-007-1

R5

Medium

FRCC200900304

CIP-004-1

R4

Lower

FRCC2011007257

CIP-007-1

R3

Lower

08/31/2012

FERC

RC12-15-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

08/31/2012

FERC

NP12-44-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

08/31/2012

FERC

NP12-43-000
View NOP >>
View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$70,000

WECC201102832

CIP-004-3

4

Lower

WECC201102431

PRC-005-1

2/2.1

High

08/31/2012

FERC

NP12-42-000
View NOP >>
View Order >>

WECC

Cedar Creek Wind Energy, LLC

NCR10165

$60,000

WECC201001954

FAC-001-0

R2

Medium

WECC201001950

EOP-005-1

R1

Medium

WECC201001953

FAC-001-0

R1

Medium

WECC201001955

FAC-001-0

R3

Medium

WECC201001958

PER-002-0

R2

High

WECC201001959

PER-002-0

R3

High

WECC201001960

PER-002-0

R4

High

WECC201001961

PER-003-0

R1

High

WECC201001962

PRC-005-1

R2.1

High

WECC201001951

EOP-005-1

R6

High

08/31/2012

FERC

NP12-41-000
View NOP >>
View Order >>

SERC

Entergy

NCR01234

$150,000

SERC200900326

FAC-008-1

R1.2

Medium

SERC2012009567

COM-002-2

R2

Medium

SERC2011008510

COM-002-2

R2

Medium

SERC2011006475

COM-002-2

R2

Medium

SERC201100753

COM-002-2

R2

Medium

SERC201000608

COM-002-2

R2

Medium

SERC200900300

FAC-009-1

R1

Medium

07/31/2012

FERC

RC12-14-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

07/31/2012

FERC

NP12-40-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

07/31/2012

FERC

NP12-39-000
View NOP >> View Order >>

WECC

TransAlta Centralia Generation, LLC

NCR05533

$55,000

WECC201102709

FAC-003-1

R2

High

07/31/2012

FERC

NP12-38-000
View NOP >> View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$72,000

WECC201002335

CIP-002-1

1/1.1

Lower

WECC201002108

BAL-004-WECC-01

2

Medium

WECC201102618

CIP-004-3

4.1/4.2

Lower

WECC201002336

CIP-004-1

2.1/2.3

Medium

WECC201002337

CIP-004-1

3

Medium

WECC201002175

CIP-004-1

4

Medium

WECC201002185

CIP-006-2

3

Medium

WECC200902285

CIP-007-1

5.1.2/5.2.1

Lower

WECC200902286

CIP-007-1

6.5

Lower

WECC201002109

IRO-STD-006-0

WR1

NA

WECC201002047

VAR-002-1

1

Medium

WECC201002360

CIP-005-2

1.5

Medium

07/31/2012

FERC

NP12-37-000
View NOP >> View Order >>

WECC

Unidentified Registered Entities

NCRXXXXX

$134,350

WECC201002258

CIP-004-1

2

Lower

WECC201002298

CIP-004-1

3

Medium

WECC201002406

CIP-006-1

2

Medium

WECC201002299

CIP-006-1

3

Medium

WECC201002300

CIP-006-1

4

Lower

WECC201002379

CIP-006-1

2

Medium

WECC201002257

PRC-005-1

1.1

High

WECC201002259

CIP-004-1

4

Lower

WECC201002254

CIP-003-1

5.1

Lower

WECC201002253

CIP-003-1

4.2

Lower

06/29/2012

FERC

RC12-13-000
View Filing >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

06/29/2012

FERC

NP12-36-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

06/29/2012

FERC

NP12-35-000
View NOP >> View Order >>

WECC

Mesquite Power LLC

NCR05235

$60,000

WECC200901428

PER-002-0

4

High

WECC200901433

TOP-002-2

4

Medium

WECC200901434

TOP-002-2